Risk and compliance

Results: 2018



#Item
141Business / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Securities Act / Due diligence / Securities Exchange Act / Financial economics / Economics / United States securities law

National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers

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Source URL: www.sec.gov

Language: English - Date: 2012-03-19 11:51:08
142Risk management / Emergency management / Safety engineering / Actuarial science / Hazard analysis / Risk assessment / Internal audit / Regulatory compliance / Hazard / Risk / Management / Ethics

Quarterly EHS Compliance Report for the Battery Recyclers and Manufacturers Presented By: Dr. Ahmedul Hye Chowdhury Environmental Specialist

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Source URL: idcol.org

Language: English - Date: 2014-12-15 02:07:29
143Iland / Governance /  risk management /  and compliance / Regulatory compliance / IICCRD / HP Cloud Service Automation Software / Cloud computing / Centralized computing / Computing

white paper Four steps to improving cloud security and compliance Despite the widespread

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Source URL: www.ciosummits.com

Language: English - Date: 2015-02-02 16:40:16
144Business requirements / Functional requirement / Requirement / Systems engineering process / Business process improvement / Technology / Management / Governance /  risk management /  and compliance / Software requirements / Business / Systems engineering

Senior GRC Systems Engineer NuHarbor is looking for a Senior GRC Systems Engineer! Join an elite team of security professionals who are driven for success in finding innovative ways to solve problems for our company and

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Source URL: www.nuharborsecurity.com

Language: English - Date: 2015-03-24 14:48:26
145Regulatory compliance / Health Insurance Portability and Accountability Act / Sarbanes–Oxley Act / Finance / Governance /  risk management /  and compliance / Guardium /  an IBM Company / Law / Corporate governance / Business

Microsoft PowerPoint - Updata Market Note - Compliance July 2005

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Source URL: signalhill.in

Language: English - Date: 2013-09-25 15:28:43
146Economy of the United States / Risk / Government procurement in the United States / Cost Accounting Standards / Federal Acquisition Regulation / Generally Accepted Accounting Principles / Federal Reserve System / Compliance requirements / Administration of federal assistance in the United States / Accountancy / Single Audit / United States administrative law

Frequently Asked Questions Updated: November 2014 For The Office of Management and Budget’s Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards At 2 CFR 200 The following are

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Source URL: www.rsp.wisc.edu

Language: English - Date: 2015-02-09 10:06:12
147Audit committee / Internal audit / Regulatory compliance / Chief compliance officer / Finance / Audit / Compliance and ethics program / Governance /  risk management /  and compliance / Auditing / Corporate governance / Business

Idaho State Board of Education GOVERNING POLICIES AND PROCEDURES SECTION: V. FINANCIAL AFFAIRS Subsection: Y. Compliance Programs 1. General

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Source URL: www.boardofed.idaho.gov

Language: English - Date: 2015-05-20 17:54:31
148Regulatory compliance / Compliance requirements / Grant Thornton International / Limited liability partnership / Accountancy / Law / Business / Single Audit / United States Office of Management and Budget / Grant Thornton LLP

Transformational Compliance An Integrated approach to risk and program performance management Jim Taylor

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Source URL: www.glo.texas.gov

Language: English - Date: 2015-06-02 15:39:16
149Risk / Business / United States Office of Management and Budget / Government Accountability Office / Audit / OMB A-133 Compliance Supplement / Administration of federal assistance in the United States / Accountancy / Single Audit / Auditing

Microsoft PowerPointUniform.Guidance.AOS.webinar.for.website.Slides..pptx

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Source URL: ohioauditor.gov

Language: English - Date: 2015-04-09 10:46:26
150Industrial hygiene / Occupational safety and health / Golder Associates / Occupational hygiene / Safety Management Systems / Health and Safety Executive / Environmental compliance / Safety / Risk / Prevention

ANNUAL ENVIRONMENTAL, SAFETY & HEALTH CONFERENCE 10 JuneHow to achieve compliance in light of a tougher enforcement regime

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Source URL: media.squirepattonboggs.com

Language: English - Date: 2015-05-01 05:38:19
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